岗位方向
一、Operations, Client Onboarding/KYC, Analyst | Shanghai / Beijing | Analyst
OUR IMPACT
Operations is a dynamic, multi-faceted division that partners with all parts of the Firm to deliver banking, sales and trading and asset management capabilities to clients around the world.
PWM Operations supports PWM Private Wealth Advisors (PWA). PWAs are responsible for advising ultra-high net worth individuals on strategies to build and protect their financial assets through customized advice and services.
PWM Operations is instrumental in meeting our clients' needs and is responsible for several key processes which include asset transfers, client servicing, execution services, account opening, performance measurement, and reporting.
HOW YOU WILL FULFILL YOUR POTENTIAL
The PWM COB Team is responsible for reviewing Account Onboarding and Maintenance documentations meet regulatory requirements.
The team plays a key role in safeguarding the firm by performing the following key functions:
Understand the different client account structures and legal documentation required to establish new accounts
Review the accuracy and completeness of account documentation and all required signatures have been obtained
Ensuring organizational documents are obtained in accordance with firm policy and regulatory requirements
Perform data input into the system for proper account set up
Ensure suitability review has been completed
Identify red flags at client onboarding stage
Partner with AML Compliance to ensure new policies and regulations are fully implemented
Be vigilant in due diligence reviews of new client screening for AML & Know Your Client requirements
Ensure downstream systems correctly recognize approved products and services
Resolve issues through coordination with PWM Teams, PWM Compliance, PWM Legal
Ensure the updated documentations are properly stored into the central documents depository for completeness
Continuously identify and implement process improvements
SKILLS & EXPERIENCE WE’RE LOOKING FOR
Bachelor’s degree
Experience in AML or other Client Onboarding Regulatory experience
Excellent in English and Mandarin
Highly motivated and results orientated
Have a high level of self-initiative to challenge and improve processes
Strong understanding of risk and control framework in operations
Has strong interpersonal skills to establish Business and Federation relationships
Able to manage multiple tasks or projects and manage deadlines effectively
Strong team player who is able to work under pressure
Ability to guide and mentor team members
官方投递链接
https://higher.gs.com/roles/136120
二、Global Banking & Markets Operations, GBM Public Operations, Analyst, Shanghai
ABOUT GLOBAL BANKING & MARKETS
Our core value is building strong relationships with our institutional clients, which include corporations, financial service providers, and fund managers. We help them buy and sell financial products on exchanges around the world, raise funding, and manage risk. This is a dynamic, entrepreneurial team with a passion for the markets, with individuals who thrive in fast-paced, changing environments and are energized by a bustling trading floor.
DIVISIONS AND JOB FUNCTIONS
Operations is at the core of Goldman Sachs. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that enables business to flow. The Operations division partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm’s assets and its reputation. Operations span all product lines and markets.
BASIC QUALIFICATIONS
Bachelor’s degree, SAC license highly preferred
1-3 years of prior work experience in a relevant field
Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook)
Highly organized with exceptional attention to detail and follow-through
Strong ability to manage multiple projects with competing deadlines
Team player with positive attitude and strong work ethic
Strong communication skills (written and verbal)
Ability to work in a fast-paced environment
Ability to adapt quickly to a variety of industries and businesses
Ability to self-direct, analyze and evaluate and form independent judgments
Ability to effectively interact and build relationships with senior management and global stakeholders
Commercially savvy with ability to exercise discretion with respect to highly confidential/sensitive information
Integrity, ethical standards and sound judgment
官方投递链接
https://higher.gs.com/roles/124674
三、Global Banking & Markets, GBM Public, Local Markets, Analyst/ Associate, Shanghai
ABOUT GLOBAL BANKING & MARKETS
Our core value is building strong relationships with our institutional clients, which include corporations, financial service providers, and fund managers. We help them buy and sell financial products on exchanges around the world, raise funding, and manage risk. This is a dynamic, entrepreneurial team with a passion for the markets, with individuals who thrive in fast-paced, changing environments and are energized by a bustling trading floor.
DIVISIONS AND JOB FUNCTIONS
Operations is at the core of Goldman Sachs. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that enables business to flow. The Operations division partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm’s assets and its reputation. Operations span all product lines and markets.
BASIC QUALIFICATIONS
Bachelor’s degree, SAC license highly preferred
1-3 years of prior work experience in a relevant field
Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook)
Highly organized with exceptional attention to detail and follow-through
Strong ability to manage multiple projects with competing deadlines
Team player with positive attitude and strong work ethic
Strong communication skills (written and verbal)
Ability to work in a fast-paced environment
Ability to adapt quickly to a variety of industries and businesses
Ability to self-direct, analyze and evaluate and form independent judgments
Ability to effectively interact and build relationships with senior management and global stakeholders
Commercially savvy with ability to exercise discretion with respect to highly confidential/sensitive information
Integrity, ethical standards and sound judgment
官方投递链接
https://higher.gs.com/roles/127365
四、Trade Support and Transaction Management | Analyst | Shanghai
MORE ABOUT THIS SKILLSET
Transferring ownership between buyers and sellers. Monitoring books and records relating to settlement of trades. Ensuring a seamless end-to-end transaction cycle.
Trade and transaction management and custody services teams across the firm embody sharp attention to detail, a risk management and analytical mindset and strong ability to problem-solve.
If you apply to this skillset, you will be considered for multiple roles across the firm that require this skillset. Please note division and function examples below are representative of opportunities common for this skill-set. The list is not exhaustive, and availability of open roles is determined based on business.
DIVISIONS AND JOB FUNCTIONS
Operations is at the core of Goldman Sachs. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that enables business to flow. The Operations division partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm’s assets and its reputation. Operations span all product lines and markets.
BASIC QUALIFICATIONS
Bachelor’s degree, SAC license highly preferred
1-3 years of prior work experience in a relevant field
Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook)
Highly organized with exceptional attention to detail and follow-through
Strong ability to manage multiple projects with competing deadlines
Team player with positive attitude and strong work ethic
Strong communication skills (written and verbal)
Ability to work in a fast-paced environment
Ability to adapt quickly to a variety of industries and businesses
Ability to self-direct, analyze and evaluate and form independent judgments
Ability to effectively interact and build relationships with senior management and global stakeholders
Commercially savvy with ability to exercise discretion with respect to highly confidential/sensitive information
Integrity, ethical standards and sound judgment
官方投递链接
https://higher.gs.com/roles/135108
